Compliance/ Senior Compliance Analyst opportunity working with a rapidly growing Lloyd’s MGA. Reporting into the Compliance Manager, you will support the Compliance team in its day-to-day activities in support of the business and its managed Syndicate. Key Responsibilities: • Support the delivery of the compliance plan including advisory, monitoring, reporting and regulatory activities. • Review and analyse/report on regulatory changes. • Assist in the monitoring and reporting of conduct risk exposure including treating customers fairly/ Consumer Duty, product oversight and complaints. • Assist with the dealing of complaints, including liaising with the claim’s teams, coverholders/ TPAs, Lloyd’s, LIC and the Financial Ombudsman Service as appropriate. • Assist in the delivery of compliance monitoring activity. • Review and report monthly on the performance of each underwriting team in meeting contract certainty, sanctions and licensing standards. • Assist the team in providing sanctions and financial crime support to the underwriters and other areas of the business. • Monitor and report on the underwriting system compliance owned data validations. • Assist in the maintenance of both the Company Library and Company Timetable. • Assist in compliance communications to the business. • Assist in the delivery of both online and face-to-face compliance training. • Assist in embedding compliance processes. • Assist in the review of compliance policies and procedures annually and develop new policies/ procedures where necessary. • Assist in the preparation and submission of regulatory returns. • Assist with the annual compliance attestation with Lloyd’s Principles and the ongoing monitoring of performance against the Lloyd’s Principles. Core Skills and Experience: Knowledge of UK insurance regulation, sanctions and/or conduct risk within either a Lloyd’s Syndicate or MGA

Location	London
Discipline:	Audit, Risk & Compliance
Job type:	Permanent
Contact email:	alex@weareedenbrook.com
Job ref:	J4734
Published:	19 days ago